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Nov 26, 2024
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BUSN 473 - Securities Industry Overview
Semester Hours: Three
This course is designed to equip the student with a basic knowledge of the securities industry. Topics to be covered include the structure of financial markets, products and their risks, customer accounts, regulatory agencies, and prohibited practices. Product knowledge covers, but is not limited to, common stock, preferred stock, corporate bonds, municipal bonds, US Treasuries, stock options and other derivatives. Upon completion of the course, the student will be prepared to sit for the Securities Industry Exam; a qualifying exam necessary for employment within the financial industry.
Term Offered: Spring, Even Years
Prerequisites: This course is open to juniors and seniors with a 2.5 or better cumulative GPA; and who have passed ACCT 213 Principles of Financial Accounting and ECON 113 Macroeconomics (MOTR ECON 101) with a grade of C or better.
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