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Nov 21, 2024
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BUSN 473 - Securities Industry Overview
Term Offered: Spring, Even Years
This course is designed to equip the student with a basic knowledge of the securities industry. Topics to be covered include the structure of financial markets, products and their risks, customer accounts, regulatory agencies, and prohibited practices. Product knowledge covers, but is not limited to, common stock, preferred stock, corporate bonds, municipal bonds, US Treasuries, stock options and other derivatives. Upon completion of the course, the student will be prepared to sit for the Securities Industry Exam; a qualifying exam necessary for employment within the financial industry.
Semester Hours: Three
Prerequisite(s): This course is open to juniors and seniors with a 2.5 or better cumulative GPA; and who have passed ACCT 213 and ECON 113 with a grade of C or better.
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